Regulatory Enforcement: The Entity and the Individual - Part 1

What enforcement powers do regulators have? What criminal and regulatory penalties could individuals and firms face?

Using Cayman as a case study, this session will provide key insights into enforcement mechanisms and responsibilities, helping you navigate similar regulatory environments. We’ll focus on:

• The role of MLROs, AMLCOs, and Directors

• Enforcement powers of financial regulators

• Penalties for firms conducting regulated business

Join us to explore how enforcement works, what regulators look for, and the frameworks that shape compliance.

Register now and stay ahead of regulatory risks!